Firms Pre-Qualified to Provide Financing Services for Commonwealth Bond Sales

The following firms have been approved and qualified by the State Treasurer's Office to provide professional services to the State Treasurer’s Office regarding Commonwealth of Massachusetts bond sales or its borrowing programs. Each firm was selected via a competitive Request for Qualifications (RFQ).

Underwriters

  • 280 Securities
  • Academy Securities
  • American Veterans Group
  • AmeriVet Securities
  • Bancroft Capital
  • Bank of America Merrill Lynch
  • BNY Mellon Capital Markets
  • Barclays
  • Blaylock Van
  • Cabrera Capital Markets
  • Citigroup Global Markets
  • Drexel Hamilton
  • Eastern Bank Capital Markets
  • Estrada Hinojosa & Co.
  • Fidelity Capital Markets
  • FHN Financial
  • Goldman Sachs & Co.
  • Janney Montgomery Scott
  • JP Morgan
  • Jefferies & Co.
  • Loop Capital Markets
  • Mesirow Financial
  • Mischler Financial Group
  • Morgan Stanley
  • Oppenheimer & Co.
  • Piper Jaffray
  • Prager & Co.
  • Ramirez & Co.
  • Raymond James
  • RBC Capital Markets
  • Rice Financial Products Co.
  • Robert W. Baird & Co.
  • Roosevelt & Cross
  • Siebert Williams Shank
  • Stern Brothers & Co.
  • Stifel Nicolaus
  • TD Securities
  • UBS Financial Securities, Inc.
  • US Bancorp
  • Wells Fargo Securities

Bond Counsel

  • Hinckley, Allen & Snyder LLP
  • Locke Lord LLP
  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

 

Disclosure Counsel

  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

 

Bank Liquidity/Commercial Paper/Derivatives/Direct Purchase Counsel

  • Hinckley, Allen & Snyder LLP
  • Locke Lord LLP
  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

 

Underwriters’ Counsel

The following firms have been pre-qualified by the State Treasurer's Office to provide counsel services to a syndicate of firms underwriting a Commonwealth of Massachusetts Bond Sale:

  • Adler Pollack & Sheehan P.C.
  • Hinckley, Allen & Snyder LLP
  • Locke Lord LLP
  • McCarter & English, LLP
  • Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.
  • MWH Law Group LLP
  • Nutter McClennen & Fish LLP

Financial Advisors

  • Acacia Financial Group, Inc.
  • Frasca & Associates, LLC
  • Omnicap Group LLC
  • PFM Financial Advisors LLC

 

Swap Advisors

  • Primary: Swap Financial Group
  • Backup: Mohanty Gargiulo, LLC